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FADC decision on financial adviser
23 August 2017
FADC decision on financial adviser
The Financial Advisers Disciplinary Committee has published its ruling following an FMA complaint against an authorised financial adviser.
The FADC has made a decision on the penalties to be applied and has made a permanent order for name suppression.
The AFA has been censured and a six month supervision plan has been put in place.
Copies of the decision, the Supervision Plan and Appendix to the Supervision Plan can be found here
An earlier decision in the case (June 2017) can be found here
ends
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